David Justin Haley - 16 Feb 2023 Form 3 Insider Report for MEDALLION FINANCIAL CORP (MFIN)

Role
Chief Financial Officer of Medallion Bank
Signature
/s/ David Justin Haley
Issuer symbol
MFIN
Transactions as of
16 Feb 2023
Net transactions value
$0
Form type
3
Filing time
21 Feb 2023, 15:27:14 UTC
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MFIN Common Stock 46,441 16 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MFIN Common Stock (right to buy) 16 Feb 2023 Common Stock 9,983 $6.55 Direct F1
holding MFIN Common Stock (right to buy) 16 Feb 2023 Common Stock 13,274 $6.68 Direct F2
holding MFIN Common Stock (right to buy) 16 Feb 2023 Common Stock 14,290 $6.79 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-fourth of the options became exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.
F2 One-fourth of the options became exercisable on February 17, 2021, February 17, 2022 and February 17, 2023. The remaining one-fourth of the options will become exercisable on February 17 2024.
F3 One-fourth of the options became exercisable on March 4, 2022. The remaining three-fourths of the options will become exercisable on March 4, 2023, March 4, 2024 and March 4, 2025.

Remarks:

Chief Financial Officer of Medallion Bank