Adam D. Nelson - Feb 16, 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
EVP and General Counsel
Signature
/s/ Adam D. Nelson
Stock symbol
TFIN
Transactions as of
Feb 16, 2023
Transactions value $
-$408,378
Form type
4
Date filed
2/21/2023, 03:05 PM
Previous filing
May 4, 2022
Next filing
May 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Award $0 +17.8K +117.92% $0.00 32.8K Feb 16, 2023 Direct F1
transaction TFIN Common Stock Tax liability -$408K -6.36K -19.4% $64.17 26.4K Feb 16, 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
F2 Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards.
F3 Consists of (i) 23,905 shares beneficially owned by reporting person, and (ii) 2,533 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.