Adam D. Nelson - 16 Feb 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
EVP and General Counsel
Signature
/s/ Adam D. Nelson
Issuer symbol
TFIN
Transactions as of
16 Feb 2023
Net transactions value
-$408,378
Form type
4
Filing time
21 Feb 2023, 15:05:33 UTC
Previous filing
04 May 2022
Next filing
03 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Award $0 +17,750 +118% $0.000000 32,802 16 Feb 2023 Direct F1
transaction TFIN Common Stock Tax liability $408,378 -6,364 -19% $64.17 26,438 16 Feb 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
F2 Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards.
F3 Consists of (i) 23,905 shares beneficially owned by reporting person, and (ii) 2,533 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.