Jack K. Richardson - 16 Feb 2023 Form 4 Insider Report for WARRIOR MET COAL, INC. (HCC)

Role
Chief Operating Officer
Signature
/s/ Kelli K. Gant, by power of attorney
Issuer symbol
HCC
Transactions as of
16 Feb 2023
Net transactions value
-$124,231
Form type
4
Filing time
21 Feb 2023, 12:53:16 UTC
Previous filing
15 Feb 2023
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCC Common Stock Options Exercise $0 +3,846 +3.3% $0.000000 120,610 16 Feb 2023 Direct F1
transaction HCC Common Stock Tax liability $68,240 -1,706 -1.4% $40.00 118,904 16 Feb 2023 Direct F2
transaction HCC Common Stock Options Exercise $0 +3,029 +2.5% $0.000000 121,933 17 Feb 2023 Direct F1
transaction HCC Common Stock Tax liability $55,991 -1,344 -1.1% $41.66 120,589 17 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCC Restricted Stock Units Options Exercise $0 -3,846 -50% $0.000000 3,847 16 Feb 2023 Common Stock 3,846 Direct F3
transaction HCC Restricted Stock Units Options Exercise $0 -3,029 -33% $0.000000 6,059 17 Feb 2023 Common Stock 3,029 Direct F4
holding HCC Restricted Stock Units 7,868 16 Feb 2023 Common Stock 7,868 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock on a one-for-one basis.
F2 Represents the withholding of shares for tax purposes.
F3 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 16, 2021, the date of grant.
F4 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 17, 2022, the date of grant.
F5 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2023, the date of grant.