Jack K. Richardson - Feb 16, 2023 Form 4 Insider Report for WARRIOR MET COAL, INC. (HCC)

Role
Chief Operating Officer
Signature
/s/ Kelli K. Gant, by power of attorney
Stock symbol
HCC
Transactions as of
Feb 16, 2023
Transactions value $
-$124,231
Form type
4
Date filed
2/21/2023, 12:53 PM
Previous filing
Feb 15, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCC Common Stock Options Exercise $0 +3.85K +3.29% $0.00 121K Feb 16, 2023 Direct F1
transaction HCC Common Stock Tax liability -$68.2K -1.71K -1.41% $40.00 119K Feb 16, 2023 Direct F2
transaction HCC Common Stock Options Exercise $0 +3.03K +2.55% $0.00 122K Feb 17, 2023 Direct F1
transaction HCC Common Stock Tax liability -$56K -1.34K -1.1% $41.66 121K Feb 17, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCC Restricted Stock Units Options Exercise $0 -3.85K -49.99% $0.00 3.85K Feb 16, 2023 Common Stock 3.85K Direct F3
transaction HCC Restricted Stock Units Options Exercise $0 -3.03K -33.33% $0.00 6.06K Feb 17, 2023 Common Stock 3.03K Direct F4
holding HCC Restricted Stock Units 7.87K Feb 16, 2023 Common Stock 7.87K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock on a one-for-one basis.
F2 Represents the withholding of shares for tax purposes.
F3 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 16, 2021, the date of grant.
F4 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 17, 2022, the date of grant.
F5 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2023, the date of grant.