Richard M. McVey - Feb 15, 2023 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Chairman & CEO, Director
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey
Stock symbol
MKTX
Transactions as of
Feb 15, 2023
Transactions value $
$0
Form type
4
Date filed
2/17/2023, 03:15 PM
Previous filing
Feb 2, 2023
Next filing
Nov 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +2.49K +0.38% $0.00 656K Feb 15, 2023 Direct F1
holding MKTX Common Stock, par value $0.003 per share 2K Feb 15, 2023 By Immediate Family Members

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MKTX Stock Option (right to buy) Award $0 +7.24K $0.00 7.24K Feb 15, 2023 Common Stock 7.24K $358.53 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on March 15, 2024, 33% on February 15, 2025, and 33% on February 15, 2026.
F2 The stock options shall vest 34% on February 15, 2024, 33% on February 15, 2025, and 33% on February 15, 2026.