Sumedh S. Thakar - Feb 14, 2023 Form 4 Insider Report for QUALYS, INC. (QLYS)

Signature
/s/ Bruce Posey by power of attorney for Sumedh S. Thakar
Stock symbol
QLYS
Transactions as of
Feb 14, 2023
Transactions value $
-$687,005
Form type
4
Date filed
2/16/2023, 03:28 PM
Previous filing
Feb 8, 2023
Next filing
Mar 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QLYS Common Stock Options Exercise $101K +4.3K +2.38% $23.51* 185K Feb 14, 2023 Direct F1
transaction QLYS Common Stock Sale -$312K -2.62K -1.41% $119.23 183K Feb 14, 2023 Direct F1, F2
transaction QLYS Common Stock Sale -$168K -1.4K -0.77% $120.18 181K Feb 14, 2023 Direct F1, F3
transaction QLYS Common Stock Sale -$159K -1.32K -0.73% $121.29 180K Feb 14, 2023 Direct F1, F4
transaction QLYS Common Stock Sale -$61.3K -500 -0.28% $122.62 179K Feb 14, 2023 Direct F1, F5
transaction QLYS Common Stock Award $14.2K +140 +0.08% $101.38 179K Feb 15, 2023 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QLYS Stock Option (right to buy) Options Exercise -$101K -4.3K -89.38% $23.51* 511 Feb 14, 2023 Common Stock 4.3K $23.51 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.
F2 The sale price represents the weighted average price of the shares sold ranging from $118.90 to $119.87 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3 The sale price represents the weighted average price of the shares sold ranging from $119.93 to $120.54 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4 The sale price represents the weighted average price of the shares sold ranging from $121.11 to $121.96 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5 The sale price represents the weighted average price of the shares sold ranging from $122.32 to $122.96 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6 These shares were acquired on February 15, 2023 through the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F7 This option is fully vested and immediately exercisable.