Evan Rainwater - 20 Jan 2023 Form 4/A - Amendment Insider Report for Albertsons Companies, Inc. (ACI)

Role
EVP, Supp Chain &Manufacturing
Signature
/s/Juliette Pryor, Attorney-in-Fact
Issuer symbol
ACI
Transactions as of
20 Jan 2023
Net transactions value
-$3,046
Form type
4/A - Amendment
Filing time
14 Feb 2023, 20:21:54 UTC
Date Of Original Report
24 Jan 2023
Previous filing
13 Dec 2022
Next filing
14 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ACI Class A common stock, par value $0.01 Options Exercise $0 +73 +0.37% $0.000000 19,764 24 Jan 2023 Direct F1
transaction ACI Class A common stock, par value $0.01 Tax liability $693 -33 -0.17% $21.01 19,731 24 Jan 2023 Direct
transaction ACI Class A common stock, par value $0.01 Options Exercise $0 +65 +0.33% $0.000000 19,796 24 Jan 2023 Direct F1
transaction ACI Class A common stock, par value $0.01 Tax liability $609 -29 -0.15% $21.01 19,767 24 Jan 2023 Direct
transaction ACI Class A common stock, par value $0.01 Options Exercise $0 +184 +0.93% $0.000000 19,951 24 Jan 2023 Direct F1
transaction ACI Class A common stock, par value $0.01 Tax liability $1,744 -83 -0.42% $21.01 19,868 24 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ACI Dividend Equivalent Units Award $0 +5,055 +33% $0.000000 20,426 20 Jan 2023 Class A common stock, par value $0.01 5,055 Direct F2
transaction ACI Time-based Restricted Stock Units Options Exercise $0 -73 -0.36% $0.000000 20,353 20 Jan 2023 Class A common stock, par value $0.01 73 Direct F1
transaction ACI Dividend Equivalent Units Award $0 +6,766 +33% $0.000000 27,439 20 Jan 2023 Class A common stock, par value $0.01 6,766 Direct F2
transaction ACI Time-based Restricted Stock Units Options Exercise $0 -65 -0.24% $0.000000 27,374 20 Jan 2023 Class A common stock, par value $0.01 65 Direct F1
transaction ACI Dividend Equivalent Units Award $0 +4,999 +17% $0.000000 35,065 20 Jan 2023 Class A common stock, par value $0.01 4,999 Direct F3
transaction ACI Performance-based Restricted Stock Units Options Exercise $0 -184 -0.52% $0.000000 34,881 20 Jan 2023 Class A common stock, par value $0.01 184 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc.
F2 Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested time based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock.
F3 Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on accrued performance based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock.

Remarks:

This amendment is being filed to report the reduction in Restricted Stock Units ("RSUs") that were initially credited to the reporting person's account as dividend equivalents in connection with a special dividend equivalent to $6.85 per share of common stock that was paid on January 20, 2023. These RSUs were withheld by the Issuer to satisfy FICA taxes on December 9, 2022 and subsequently distributed to the reporting person's account as common stock.