Frederic H. Moll - Dec 31, 2022 Form 5 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Director
Signature
/s/ Wade Estey, as attorney in fact for Frederic H. Moll
Stock symbol
SWAV
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/14/2023, 08:05 PM
Previous filing
Jun 27, 2022
Next filing
Jun 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Gift $0 -9.3K -3.18% $0.00 283K Sep 1, 2022 Direct F1
transaction SWAV Common Stock Gift $0 -9.3K -3.28% $0.00 274K Sep 1, 2022 Direct F2
transaction SWAV Common Stock Gift $0 -9.3K -3.39% $0.00 265K Sep 1, 2022 Direct F3
transaction SWAV Common Stock Gift $0 -34K -12.82% $0.00 231K Sep 2, 2022 Direct F4
holding SWAV Common Stock 34K Dec 31, 2022 MBL-2 Holdings LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents a gift of stock by the reporting person to one of his adult children.
F2 This transaction represents a gift of stock by the reporting person to one of his adult children.
F3 This transaction represents a gift of stock by the reporting person to the LVM 2022 Trust (the "Trust"), which is an irrevocable trust established for the benefit of one of his adult children. The reporting person is neither a trustee nor a beneficiary and he disclaims beneficial ownership of all securities owned by the Trust.
F4 This transaction represents a contribution, for no consideration, of shares of the issuer's common stock to MBL-2 Holdings LLC, of which the reporting person is the sole managing member.