Gregory C. Case - Feb 10, 2023 Form 4 Insider Report for Aon plc (AON)

Signature
/s/ Julie Cho - Julie Cho pursuant to a power of attorney from Greg Case
Stock symbol
AON
Transactions as of
Feb 10, 2023
Transactions value $
-$235,505
Form type
4
Date filed
2/14/2023, 07:37 PM
Previous filing
May 23, 2022
Next filing
Feb 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AON Class A Ordinary Stock Gift $0 -70.7K -50% $0.00 70.7K Nov 10, 2022 By GRAT F1
transaction AON Class A Ordinary Stock Gift $0 -70.7K -100% $0.00* 0 Nov 10, 2022 By GRAT F1
transaction AON Class A Ordinary Stock Gift $0 +70.7K +94.49% $0.00 145K Nov 10, 2022 By Trust F1
transaction AON Class A Ordinary Stock Gift $0 +70.7K +94.49% $0.00 145K Nov 10, 2022 By Trust F1
transaction AON Class A Ordinary Stock Gift $0 -16.7K -3.79% $0.00 424K Dec 9, 2022 Direct F1
transaction AON Class A Ordinary Stock Options Exercise +1.77K +0.42% 426K Feb 10, 2023 Direct F2
transaction AON Class A Ordinary Stock Tax liability -$236K -741 -0.17% $317.82 425K Feb 10, 2023 Direct F3
holding AON Class A Ordinary Stock 122K Feb 10, 2023 By Trust
holding AON Class A Ordinary Stock 122K Feb 10, 2023 By Trust
holding AON Class A Ordinary Stock 400K Feb 10, 2023 By GRAT F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AON Restricted Share Unit (Right to Receive) Options Exercise $0 -1.77K -50% $0.00 1.77K Feb 10, 2023 Class A Ordinary Shares 1.77K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 10, 2022, the GRAT returned 141,311 shares to the reporting person as an annuity payment. Also on November 10, 2022, the GRAT transferred 70,684 and 70,683 shares to trusts reported as indirectly owned by the reporting person. On November 29, 2022, the reporting person contributed 400,000 shares previously held as direct to a new GRAT.
F2 Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F3 Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the vesting of the award.
F4 The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F5 A restricted share unit award was granted on February 12, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.