Lisa Stevens - Feb 10, 2023 Form 4 Insider Report for Aon plc (AON)

Signature
/s/ Julie Cho - Julie Cho pursuant to a power of attorney from Lisa Stevens
Stock symbol
AON
Transactions as of
Feb 10, 2023
Transactions value $
-$94,012
Form type
4
Date filed
2/14/2023, 07:32 PM
Previous filing
Feb 24, 2022
Next filing
Feb 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AON Class A Ordinary Stock Small acquisition under Rule 16a-6 $2.38K +8.52 +0.2% $279.93 4.27K May 16, 2022 Direct
transaction AON Class A Ordinary Stock Small acquisition under Rule 16a-6 $2.41K +8.01 +0.19% $300.58 4.31K Aug 15, 2022 Direct F1
transaction AON Class A Ordinary Stock Small acquisition under Rule 16a-6 $2.41K +8.24 +0.19% $292.49 4.31K Nov 16, 2022 Direct
transaction AON Class A Ordinary Stock Options Exercise +509 +11.72% 4.85K Feb 10, 2023 Direct F2, F3
transaction AON Class A Ordinary Stock Tax liability -$59.8K -188 -3.87% $317.82 4.67K Feb 10, 2023 Direct F4
transaction AON Class A Ordinary Stock Options Exercise +373 +7.99% 5.04K Feb 13, 2023 Direct F2
transaction AON Class A Ordinary Stock Tax liability -$41.5K -129 -2.56% $321.43 4.91K Feb 13, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AON Restricted Share Unit (Right to Receive) Options Exercise $0 -509 -50% $0.00 509 Feb 10, 2023 Class A Ordinary Shares 509 Direct F5, F6
transaction AON Restrictive Share Unit (Right to Receive) Options Exercise $0 -373 -100% $0.00* 0 Feb 13, 2023 Class A Ordinary Shares 373 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under Aon employee stock purchase plan on June 30, 2022.
F2 Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F3 Includes shares acquired under Aon employee stock purchase plan on December 30, 2022.
F4 Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the vesting of the award.
F5 The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F6 A restricted share unit award was granted on February 11, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
F7 A restricted share unit award was granted on February 13, 2020 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.