Mark N. Rogers - Feb 10, 2023 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Signature
Mark N. Rogers
Stock symbol
AMKR
Transactions as of
Feb 10, 2023
Transactions value $
-$21,721
Form type
4
Date filed
2/14/2023, 06:57 PM
Previous filing
Feb 25, 2022
Next filing
Feb 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Options Exercise $0 +1.63K +46.02% $0.00 5.19K Feb 10, 2023 Direct F1, F2
transaction AMKR Common Stock Tax liability -$21.7K -787 -15.18% $27.60 4.4K Feb 10, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMKR Restricted Stock Units Options Exercise $0 -1.63K -33.33% $0.00 3.27K Feb 10, 2023 Common Stock 1.63K $0.00 Direct F1
holding AMKR Restricted Stock Units 7.52K Feb 10, 2023 Common Stock Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported in a Form 4 filed by the Reporting Person on February 18, 2021 (the "Original 2021 Form 4"), on February 11, 2021 (the "2021 Grant Date"), 6,536 shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units (the "2021 RSUs") were granted to the Reporting Person. The 2021 RSUs vest in four equal annual installments beginning on the first anniversary of the 2021 Grant Date. In the Original 2021 Form 4 and in subsequent Form 4s filed by the Reporting Person, the 2021 RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the 2021 RSUs and reflects the proper number of 2021 RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4.
F2 As previously reported in a Form 4 filed by the Reporting Person on February 25, 2022 (the "Original 2022 Form 4"), on February 24, 2022 (the "2022 Grant Date") shares of the Issuer's common stock underlying time-vested restricted stock units (the "2022 RSUs") were granted to the Reporting Person. The 2022 RSUs vest in four equal annual installments beginning on the first anniversary of the 2022 Grant Date. In the Original 2022 Form 4, the 2022 RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the 2022 RSUs and reflects the proper number of 2022 RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4.
F3 The transaction represents shares withheld by the Issuer in connection with the vesting of certain of the 2021 RSUs. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.