William J. Lewis - 31 Dec 2022 Form 5 Insider Report for HOPE BANCORP INC (HOPE)

Role: Director
Signature: /s/ by Claire Hur as AIF for William Lewis
Issuer symbol: HOPE
Transactions as of: 31 Dec 2022
Net transactions value: $0
Form type: 5
Filing time: 14 Feb 2023, 18:00:38 UTC
Previous filing: 13 Sep 2022
Next filing: 15 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HOPE	Common Stock						17,887	31 Dec 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HOPE	Non-qualified stock option (right to buy)						20,000	31 Dec 2022	Common Stock	20,000	$17.18	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The amount reported in Column 5 of Table I reflects 286 aggregated shares purchased through dividend reinvestment.
F2	These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.