Menno Koopmans - Feb 10, 2023 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
Sr. V.P., Global Sales
Signature
//S/Menno Koopmans by Valerie J. Ballard pursuant to Limited Power of Attorney dated February 3, 2017 (attached)
Stock symbol
UEIC
Transactions as of
Feb 10, 2023
Transactions value $
-$22,160
Form type
4
Date filed
2/14/2023, 05:46 PM
Previous filing
Feb 13, 2023
Next filing
Mar 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Options Exercise +1.45K +14.67% 11.3K Feb 10, 2023 Direct F1
transaction UEIC Common Stock Tax liability -$16.6K -682 -6.03% $24.41 10.6K Feb 10, 2023 Direct F2, F3
transaction UEIC Common Stock Options Exercise +210 +1.98% 10.8K Feb 11, 2023 Direct F1
transaction UEIC Common Stock Tax liability -$2.42K -99 -0.91% $24.41 10.7K Feb 11, 2023 Direct F2, F3
transaction UEIC Common Stock Options Exercise +270 +2.51% 11K Feb 12, 2023 Direct F1
transaction UEIC Common Stock Tax liability -$3.1K -127 -1.15% $24.41 10.9K Feb 12, 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Options Exercise $0 -1.45K -9.89% $0.00 13.2K Feb 10, 2023 Common Stock 1.45K Direct F1, F4
transaction UEIC Restricted Stock Units Options Exercise $0 -210 -1.59% $0.00 13K Feb 11, 2023 Common Stock 210 Direct F1, F4
transaction UEIC Restricted Stock Units Options Exercise $0 -270 -2.08% $0.00 12.7K Feb 12, 2023 Common Stock 270 Direct F1, F4
holding UEIC Employee Stock Options (Rt. To Buy) 64K Feb 10, 2023 Common Stock 0 Direct F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3 Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4 The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F5 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F6 The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F7 This figure represents an aggregate number of stock options held by Reporting Person.