Robert P. Sharp - Oct 7, 2022 Form 4 Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Role
EVP - Guaranty Bank & Trust
Signature
/s/ Shalene A. Jacobson, as attorney-in-fact
Stock symbol
GNTY
Transactions as of
Oct 7, 2022
Transactions value $
$240,020
Form type
4
Date filed
2/14/2023, 05:00 PM
Next filing
Mar 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNTY Common Stock Options Exercise $240K +11K +57.14% $21.82 30.3K Oct 7, 2022 Direct
holding GNTY Common Stock 48.9K Oct 7, 2022 By Robert Patrick Sharp Lifetime Trust, of which Reporting Person is trustee.
holding GNTY Common Stock 28.5K Oct 7, 2022 By Issuer KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNTY Stock Option (right to buy) Options Exercise -11K -100% 0 Oct 7, 2022 Common Stock 11K $21.82 Direct F1, F2
holding GNTY Stock Option (right to buy) 6.6K Oct 7, 2022 Common Stock 6.6K $24.55 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest ratably in annual installments over a period of five (5) years from the grant date, 10/15/2014.
F2 Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.
F3 Options vest ratably in annual installments over a period of five (5) years from the grant date, 06/01/2017.