Ram Shriram - Dec 31, 2022 Form 5 Insider Report for Alphabet Inc. (GOOG)

Role
Director
Signature
/s/ Valentina Margulis, as Attorney-in-Fact for K. Ram Shriram
Stock symbol
GOOG
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/13/2023, 08:48 PM
Previous filing
Jul 8, 2022
Next filing
Mar 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GOOG Class A Common Stock 182K Dec 31, 2022 Direct
holding GOOG Class A Common Stock 338K Dec 31, 2022 By Limited Partnership
holding GOOG Class A Common Stock 161K Dec 31, 2022 By spouse
holding GOOG Class A Common Stock 734K Dec 31, 2022 Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust F1
holding GOOG Class A Common Stock 734K Dec 31, 2022 Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust F2
holding GOOG Class A Common Stock 266K Dec 31, 2022 2022 RS Irrevocable Trust UAD 10/28/2022 F1
holding GOOG Class A Common Stock 266K Dec 31, 2022 2022 VS Irrevocable Trust UAD 10/28/2022 F2
holding GOOG Class C Capital Stock 266K Dec 31, 2022 2022 RS Irrevocable Trust UAD 10/28/2022 F1
holding GOOG Class C Capital Stock 266K Dec 31, 2022 2022 VS Irrevocable Trust UAD 10/28/2022 F2
holding GOOG Class C Capital Stock 734K Dec 31, 2022 Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust F2
holding GOOG Class C Capital Stock 734K Dec 31, 2022 Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust F1
holding GOOG Class C Capital Stock 339K Dec 31, 2022 By Limited Partnership
holding GOOG Class C Capital Stock 264K Dec 31, 2022 By Spouse
holding GOOG Class C Capital Stock 344K Dec 31, 2022 Direct
holding GOOG Class C Google Stock Units 800 Dec 31, 2022 Direct F3
holding GOOG Class C Google Stock Units 1.76K Dec 31, 2022 Direct F4
holding GOOG Class C Google Stock Units 1.84K Dec 31, 2022 Direct F5
holding GOOG Class C Google Stock Units 2.74K Dec 31, 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 29, 2021, the Reporting Person contributed 50,000 shares of each Class A common stock and Class C capital stock to the 2021 RS Irrevocable Trust UAD 9/10/2021 (2021 GRAT) of which the Reporting Person is the sole trustee retaining investment control over the shares held by the 2021 GRAT, and the sole recipient of the annuity payments made by the 2021 GRAT. The 50,000 shares of each Class A and Class C were transferred prior to a 20-to-one stock split effected in the form of a one-time special stock dividend on July 15, 2022. On November 1, 2022, in satisfaction of the first annual annuity payment from the 2021 GRAT, the Reporting Person transferred 265,676 shares of each Class A and Class C stock to his individual account and immediately transferred the same 265,676 shares of each Class A and Class C stock to the 2022 RS Irrevocable Trust UAD 10/28/2022, a new 5-year GRAT (New GRAT), of which he is the sole trustee and the sole recipient of the annuity payments.
F2 On December 29, 2021, the Reporting Person's spouse contributed 50,000 shares of each Class A common stock and Class C capital stock to the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) of which the Reporting Person's spouse is the sole trustee, and the sole recipient of the annuity payments made by the 2021 VS GRAT. The 50,000 shares of each Class A and Class C were transferred prior to a 20-to-one stock split effected in the form of a one-time special stock dividend on July 15, 2022. On November 1, 2022, in satisfaction of the first annual annuity payment from the 2021 VS GRAT, the Reporting Person's spouse transferred 265,676 shares of each Class A and Class C stock to her individual account and immediately transferred the same 265,676 shares of each Class A and Class C stock to the 2022 VS Irrevocable Trust UAD 10/28/2022, a new 5-year VS GRAT (New VS GRAT), of which she is the sole trustee and the sole recipient of the annuity payments.
F3 The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F4 1/48th of GSU grant will vest on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F5 1/48th of GSU grant will vest on July 25, 2021 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F6 1/48th of GSU grant will vest on July 25, 2022 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

Remarks:

The amount of securities beneficially owned as reported in this Form 5 is as of the fiscal year ended December 31, 2022, and therefore reflects the effect of a 20-to-one stock split effected in the form of a one-time special stock dividend on July 15, 2022.