Eric Cantor - 09 Feb 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
09 Feb 2023
Net transactions value
-$47,304
Form type
4
Filing time
13 Feb 2023, 19:30:43 UTC
Previous filing
06 Dec 2022
Next filing
21 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +2,283 +1.6% 146,740 09 Feb 2023 Direct F1
transaction MC Class A Common Stock Tax liability $47,304 -1,005 -0.69% $47.06 145,735 09 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2017 Incentive RSUs (December) Options Exercise $0 -638 -100% $0.000000* 0 09 Feb 2023 Class A Common Stock 638 Direct F2
transaction MC 2018 Incentive RSUs (December) Options Exercise $0 -846 -50% $0.000000 846 09 Feb 2023 Class A Common Stock 846 Direct F2
transaction MC 2019 Incentive RSUs (December) Options Exercise $0 -799 -33% $0.000000 1,598 09 Feb 2023 Class A Common Stock 799 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on February 9, 2023.