Eric Cantor - Feb 9, 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Feb 9, 2023
Transactions value $
-$47,304
Form type
4
Date filed
2/13/2023, 07:30 PM
Previous filing
Dec 6, 2022
Next filing
Feb 21, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +2.28K +1.58% 147K Feb 9, 2023 Direct F1
transaction MC Class A Common Stock Tax liability -$47.3K -1.01K -0.69% $47.06 146K Feb 9, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2017 Incentive RSUs (December) Options Exercise $0 -638 -100% $0.00* 0 Feb 9, 2023 Class A Common Stock 638 Direct F2
transaction MC 2018 Incentive RSUs (December) Options Exercise $0 -846 -50% $0.00 846 Feb 9, 2023 Class A Common Stock 846 Direct F2
transaction MC 2019 Incentive RSUs (December) Options Exercise $0 -799 -33.33% $0.00 1.6K Feb 9, 2023 Class A Common Stock 799 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on February 9, 2023.