Harold E. Lower II - Sep 2, 2022 Form 4 Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Role
EVP - Guaranty Bank & Trust
Signature
/s/ Shalene A. Jacobson, as attorney-in-fact
Stock symbol
GNTY
Transactions as of
Sep 2, 2022
Transactions value $
$192,016
Form type
4
Date filed
2/13/2023, 05:00 PM
Next filing
Feb 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNTY Common Stock Options Exercise $192K +8.8K +94.12% $21.82 18.2K Sep 2, 2022 Direct
holding GNTY Common Stock 24.1K Sep 2, 2022 By Issuer KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNTY Stock Option (right to buy) Options Exercise -8.8K -100% 0 Sep 2, 2022 Common Stock 8.8K $21.82 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest ratably in annual installments over a period of five (5) years from the grant date, 10/15/2014.
F2 Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.