Scott E. Huckins - 09 Feb 2023 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
CFO
Signature
/s/ Jill Barnett, attorney-in-fact
Issuer symbol
STKL
Transactions as of
09 Feb 2023
Net transactions value
-$15,881
Form type
4
Filing time
10 Feb 2023, 15:08:42 UTC
Previous filing
06 Feb 2023
Next filing
08 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +4,138 +0.74% 561,633 09 Feb 2023 Direct F1
transaction STKL Common Shares Tax liability $15,881 -2,109 -0.38% $7.53 559,524 09 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Restricted Stock Units Options Exercise $0 -4,138 -50% $0.000000 4,138 09 Feb 2023 Common Shares 4,138 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3 The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022, subject to the continued employment of the reporting person through each such vesting date.
F4 The Restricted Stock Units do not have an expiration date.