Joseph Ennen - Feb 9, 2023 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
CEO, Director
Signature
/s/ Jill Barnett, attorney-in-fact
Stock symbol
STKL
Transactions as of
Feb 9, 2023
Transactions value $
-$53,335
Form type
4
Date filed
2/10/2023, 03:06 PM
Previous filing
May 9, 2022
Next filing
Mar 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +13.4K +0.91% 1.48M Feb 9, 2023 Direct F1
transaction STKL Common Shares Tax liability -$53.3K -7.08K -0.48% $7.53 1.48M Feb 9, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Restricted Stock Units Options Exercise $0 -13.4K -50% $0.00 13.4K Feb 9, 2023 Common Shares 13.4K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3 The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022 subject to the continued employment of the reporting person through each such vesting date.
F4 The Restricted Stock Units do not have an expiration date.