Joseph Ennen - 09 Feb 2023 Form 4 Insider Report for SunOpta Inc. (STKL)

Role: CEO, Director
Signature: /s/ Jill Barnett, attorney-in-fact
Issuer symbol: STKL
Transactions as of: 09 Feb 2023
Net transactions value: -$53,335
Form type: 4
Filing time: 10 Feb 2023, 15:06:06 UTC
Previous filing: 09 May 2022
Next filing: 08 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STKL	Common Shares	Options Exercise		+13,449	+0.91%		1,483,539	09 Feb 2023	Direct	F1
transaction	STKL	Common Shares	Tax liability	$53,335	-7,083	-0.48%	$7.53	1,476,456	09 Feb 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STKL	Restricted Stock Units	Options Exercise	$0	-13,449	-50%	$0.000000	13,449	09 Feb 2023	Common Shares	13,449		Direct	F1, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2	This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3	The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022 subject to the continued employment of the reporting person through each such vesting date.
F4	The Restricted Stock Units do not have an expiration date.