Krystal Putman-Garcia - Feb 7, 2023 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Chief Marketing Officer and General Manager of Advocacy
Signature
/s/ Todd Aman, Attorney-in-Fact
Stock symbol
NOTE
Transactions as of
Feb 7, 2023
Transactions value $
-$1,750
Form type
4
Date filed
2/9/2023, 06:03 PM
Previous filing
Jan 11, 2023
Next filing
Mar 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award $0 +15K +35.84% $0.00 56.9K Feb 7, 2023 Direct F1
transaction NOTE Class A Common Stock Tax liability -$1.75K -486 -0.85% $3.60 56.4K Feb 7, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NOTE Employee Stock Options (Right to Buy) Award $0 +15K $0.00 15K Feb 7, 2023 Class A Common Stock 15K $3.60 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Class A Common Stock. These Restricted Stock Units ("RSUs") vest over three years. One-third (1/3rd) of the RSUs will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.
F2 Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units.
F3 These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Remarks:

Chief Marketing Officer and General Manager of Advocacy