Keh Shew Lu - Feb 7, 2023 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Stock symbol
DIOD
Transactions as of
Feb 7, 2023
Transactions value $
-$4,201,816
Form type
4
Date filed
2/9/2023, 04:13 PM
Previous filing
Feb 3, 2023
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock - Performance Stock Units Award $0 +53.1K +18.66% $0.00 338K Feb 8, 2023 Direct F1
transaction DIOD Diodes Incorporated Common Stock - Performance Stock Units Tax liability -$3.91M -41.8K -12.38% $93.64 296K Feb 8, 2023 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale -$96K -1K -0.77% $96.00 129K Feb 7, 2023 Texastac Investments, LP F3
transaction DIOD Diodes Incorporated Common Stock Sale -$193K -2K -1.55% $96.30 127K Feb 9, 2023 Texastac Investments, LP F3
holding DIOD Diodes Incorporated Common Stock 105K Feb 7, 2023 Direct
holding DIOD Diodes Incorporated Common Stock 46.2K Feb 7, 2023 Custodial F4
holding DIOD Diodes Incorporated Common Stock 286K Feb 7, 2023 Lu Grandchildren's Trust
holding DIOD Diodes Incorporated Common Stock 51.2K Feb 7, 2023 The Lu Family Foundation
holding DIOD Diodes Incorporated Common Stock 4.7K Feb 7, 2023 The Lu 2017 Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Target Performance was achieved and the 2020 PSU Award was vested at 200%.
F2 These performance stock unit shares were automatically withheld to cover income tax on the vested 2020 performance award
F3 Sold under a 10b5-1 plan.
F4 These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.