Claire H. Bristow - Jan 24, 2023 Form 4 Insider Report for FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA)

Role
10%+ Owner
Signature
Claire H. Bristow, By: E. Knox Proctor V, Attorney-in-Fact
Stock symbol
FCNCA
Transactions as of
Jan 24, 2023
Transactions value $
$0
Form type
4
Date filed
2/9/2023, 03:43 PM
Previous filing
Jan 4, 2023
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCNCA Class A Common Gift $0 +20 +0.01% $0.00 322K Jan 24, 2023 Claire Holding Bristow 2nd Amended and Restated Trust
transaction FCNCA Class A Common Gift $0 +20 +0.23% $0.00 8.87K Jan 24, 2023 By spouse as trustee for Peter M. Bristow 2nd Amended and Restated Trust Agreement F1
holding FCNCA Class A Common 30K Jan 24, 2023 Direct
holding FCNCA Class A Common 42.1K Jan 24, 2023 By Spouse as Trustee for Claire H. Bristow 2020 GRAT Family Trust
holding FCNCA Class A Common 12.2K Jan 24, 2023 As Co-Trustee for Peter McDonald Bristow 2019 Irrevocable Family Trust
holding FCNCA Class A Common 10.9K Jan 24, 2023 As beneficiary of Trust
holding FCNCA Class A Common 14.5K Jan 24, 2023 By spouse as Trustee for Claire Holding Bristow 2018 Irrevocable Family Trust
holding FCNCA Class A Common 6.11K Jan 24, 2023 PMB Investments, LLC F1
holding FCNCA Class A Common 2.15K Jan 24, 2023 CRB Investments, LLC F1
holding FCNCA Class A Common 2.05K Jan 24, 2023 EHB Investments, LLC F1
holding FCNCA Class A Common 19K Jan 24, 2023 By spouse as trustee for PMB Trust 2011 F1
holding FCNCA Class A Common 19K Jan 24, 2023 By spouse as trustee for CRB Trust 2011 F1
holding FCNCA Class A Common 19K Jan 24, 2023 By spouse as trustee for EHB Trust 2011 F1
holding FCNCA Class B Common 43.8K Jan 24, 2023 Claire Holding Bristow 2nd Amended and Restated Trust
holding FCNCA Class B Common 40K Jan 24, 2023 By Spouse as Trustee for Claire H. Bristow 2020 GRAT Family Trust F2
holding FCNCA Class B Common 1.25K Jan 24, 2023 As beneficiary of Trust
holding FCNCA Class B Common 538 Jan 24, 2023 By spouse as trustee for Peter M. Bristow 2nd Amended and Restate Trust Agreement F1
holding FCNCA Class B Common 8.35K Jan 24, 2023 PMB Investments, LLC F1
holding FCNCA Class B Common 8.85K Jan 24, 2023 CRB Investments, LLC F1
holding FCNCA Class B Common 8.71K Jan 24, 2023 EHB Investments, LLC F1
holding FCNCA Depositary Shares 41.3K Jan 24, 2023 Claire Holding Bristow 2nd Amended and Restated Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F2 In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT"), on May 26, 2022, 40,014 shares of Class B Common Stock were distributed by gift to Peter M. Bristow as Trustee of the Claire H. Bristow 2020 GRAT Family Trust.
F3 Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

Remarks:

The reporting person no longer has a reportable beneficial interest in 15,165 shares of Class A Common and 2,295 shares of Class B Common owned by adult daughter and included in the reporting person's prior ownership reports.