Trinh Phung - 01 Feb 2023 Form 4 Insider Report for Shockwave Medical, Inc.

Role
VP, Finance
Signature
/s/ Wade Estey, as attorney-in-fact for Trinh Phung
Issuer symbol
N/A
Transactions as of
01 Feb 2023
Net transactions value
-$552,703
Form type
4
Filing time
03 Feb 2023, 19:55:06 UTC
Previous filing
29 Aug 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Award $0 +3,529 +14% $0.000000 28,681 01 Feb 2023 Direct F1
transaction SWAV Common Stock Tax liability $376,520 -2,000 -7% $188.26 26,681 02 Feb 2023 Direct
transaction SWAV Common Stock Sale $176,183 -941 -3.5% $187.23 25,740 03 Feb 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported total includes an aggregate 89 shares the Reporting Person has acquired since her Form 4 report filed on August 29, 2022 in exempt transactions through automatic payroll deduction and purchase features of the Issuers Employee Stock Purchase Plan, which is a qualified tax-conditioned plan pursuant to Section 423 of the Internal Revenue Code.
F2 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 1/1/2023.