Trinh Phung - Feb 1, 2023 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
VP, Finance
Signature
/s/ Wade Estey, as attorney-in-fact for Trinh Phung
Stock symbol
SWAV
Transactions as of
Feb 1, 2023
Transactions value $
-$552,703
Form type
4
Date filed
2/3/2023, 07:55 PM
Previous filing
Aug 29, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Award $0 +3.53K +14.03% $0.00 28.7K Feb 1, 2023 Direct F1
transaction SWAV Common Stock Tax liability -$377K -2K -6.97% $188.26 26.7K Feb 2, 2023 Direct
transaction SWAV Common Stock Sale -$176K -941 -3.53% $187.23 25.7K Feb 3, 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported total includes an aggregate 89 shares the Reporting Person has acquired since her Form 4 report filed on August 29, 2022 in exempt transactions through automatic payroll deduction and purchase features of the Issuers Employee Stock Purchase Plan, which is a qualified tax-conditioned plan pursuant to Section 423 of the Internal Revenue Code.
F2 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 1/1/2023.