| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXRX | Class A Common Stock | Award | $0 | +406,800 | +77% | $0.000000 | 932,605 | 01 Feb 2023 | Direct | F1 |
| transaction | RXRX | Class A Common Stock | Award | $0 | +11,050 | +1.2% | $0.000000 | 943,655 | 01 Feb 2023 | Direct | F2 |
| transaction | RXRX | Class A Common Stock | Tax liability | $11,816 | -1,382 | -0.15% | $8.55 | 942,273 | 01 Feb 2023 | Direct | F3 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +18,500 | +2% | $0.000000 | 960,773 | 02 Feb 2023 | Direct | F4, F5 |
| transaction | RXRX | Class A Common Stock | Sale | $170,548 | -18,500 | -1.9% | $9.22 | 942,273 | 02 Feb 2023 | Direct | F4, F6 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +500 | $0.000000 | 500 | 02 Feb 2023 | by LAHWRAN-3 LLC | F4, F5, F7 | |
| transaction | RXRX | Class A Common Stock | Sale | $4,604 | -500 | -100% | $9.21 | 0 | 02 Feb 2023 | by LAHWRAN-3 LLC | F4, F7, F8 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +1,000 | $0.000000 | 1,000 | 02 Feb 2023 | by LAHWRAN-4 LLC | F4, F5, F9 | |
| transaction | RXRX | Class A Common Stock | Sale | $9,208 | -1,000 | -100% | $9.21 | 0 | 02 Feb 2023 | by LAHWRAN-4 LLC | F4, F9, F10 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +1,000 | $0.000000 | 1,000 | 02 Feb 2023 | by Gibson Family Trust | F4, F5, F11 | |
| transaction | RXRX | Class A Common Stock | Sale | $9,202 | -1,000 | -100% | $9.20 | 0 | 02 Feb 2023 | by Gibson Family Trust | F4, F11, F12 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXRX | Stock Option (Right to Buy) | Award | $0 | +813,600 | $0.000000 | 813,600 | 01 Feb 2023 | Class A Common Stock | 813,600 | $8.55 | Direct | F13 | |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -18,500 | -0.28% | $0.000000 | 6,640,334 | 02 Feb 2023 | Class A Common Stock | 18,500 | $0.000000 | Direct | F4, F5, F16 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -500 | -0.09% | $0.000000 | 539,500 | 02 Feb 2023 | Class A Common Stock | 500 | $0.000000 | by LAHWRAN-3 LLC | F4, F5, F7, F16 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -1,000 | -0.19% | $0.000000 | 529,000 | 02 Feb 2023 | Class A Common Stock | 1,000 | $0.000000 | by LAHWRAN-4 LLC | F4, F5, F9, F16 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -1,000 | -0.79% | $0.000000 | 125,875 | 02 Feb 2023 | Class A Common Stock | 1,000 | $0.000000 | by Gibson Family Trust | F4, F5, F11, F16 |
| holding | RXRX | Stock Option (Right to Buy) | 5,436 | 01 Feb 2023 | Class A Common Stock | 0 | $11.40 | Direct | ||||||
| holding | RXRX | Stock Option (Right to Buy) | 416,350 | 01 Feb 2023 | Class A Common Stock | 0 | $11.40 | Direct | F14 | |||||
| holding | RXRX | Stock Option (Right to Buy) | 781,250 | 01 Feb 2023 | Class A Common Stock | 0 | $2.48 | Direct | F15 |
| Id | Content |
|---|---|
| F1 | This RSU vests as to one one-sixteenth (1/16th) of the units subject the RSU on May 15, 2023 and every three months thereafter. |
| F2 | This RSU vested immediately upon the grant date. |
| F3 | Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock units. |
| F4 | Transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| F5 | Represents the conversion of Class B Common Stock into Class A Common Stock. |
| F6 | This transaction was executed in multiple trades at prices ranging from $8.63 to $9.61. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F7 | The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| F8 | This transaction was executed in multiple trades at prices ranging from $8.63 to $9.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F9 | The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| F10 | This transaction was executed in multiple trades at prices ranging from $8.66 to $9.52 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F11 | The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |
| F12 | This transaction was executed in multiple trades at prices ranging from $8.64 to $9.52. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F13 | The option vests as to one forty-eighth (1/48th) of the shares subject to the option on March 1, 2023, and one forty-eighth (1/48th) of the shares subject to the option will vest each month thereafter. |
| F14 | The option vests as to one forty-eighth (1/48th) of the shares subject to the option on March 1, 2022, and one forty-eighth (1/48th) of the shares subject to the option will vest each month thereafter. |
| F15 | The option, originally for 1,500,000 shares, vested as to one forty-eighth (1/48th) of the shares subject to the option on January 31, 2021, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter. |
| F16 | Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |