Jay M. Short - Jan 31, 2023 Form 4 Insider Report for BioAtla, Inc. (BCAB)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
Stock symbol
BCAB
Transactions as of
Jan 31, 2023
Transactions value $
-$13,329
Form type
4
Date filed
2/2/2023, 06:12 PM
Previous filing
Jan 3, 2023
Next filing
Mar 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAB Common Stock Tax liability -$13.3K -3.52K -0.26% $3.79 1.37M Jan 31, 2023 Direct F1
holding BCAB Common Stock 794K Jan 31, 2023 By Spouse
holding BCAB Common Stock 259K Jan 31, 2023 By Carolyn Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 259K Jan 31, 2023 By Jay Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 302K Jan 31, 2023 By Capia IP, LLC
holding BCAB Common Stock 50 Jan 31, 2023 By Himalaya Parent LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
F2 The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.