Kevin M. McPherson - 31 Jan 2023 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Global Head of Sales
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Kevin M. McPherson
Issuer symbol
MKTX
Transactions as of
31 Jan 2023
Net transactions value
-$378,768
Form type
4
Filing time
02 Feb 2023, 15:15:40 UTC
Previous filing
20 Jan 2023
Next filing
17 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Tax liability $49,847 -137 -0.19% $363.85 72,925 31 Jan 2023 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability $148,451 -408 -0.56% $363.85 72,517 31 Jan 2023 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $79,319 -218 -0.3% $363.85 72,299 31 Jan 2023 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability $101,150 -278 -0.38% $363.85 72,021 31 Jan 2023 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Gift $0 -300 -0.42% $0.000000 71,721 31 Jan 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person.
F2 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of performance shares previously granted to the Reporting Person.
F3 The transaction reported involved a gift by the Reporting Person of 300 shares of Common Stock to a charitable donor advised fund.