MCDANIEL RAYMOND W - 01 Feb 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
John J. Goggins, by power of attorney for Raymond W. McDaniel
Issuer symbol
MCO
Transactions as of
01 Feb 2023
Net transactions value
-$3,865,969
Form type
4
Filing time
02 Feb 2023, 15:00:16 UTC
Previous filing
13 Jan 2023
Next filing
03 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $1,667,052 +17,009 +25% $98.01 84,284 01 Feb 2023 Direct F1
transaction MCO Common Stock Sale $5,337,370 -16,409 -19% $325.27 67,875 01 Feb 2023 Direct F1, F2
transaction MCO Common Stock Sale $195,651 -600 -0.88% $326.08 67,275 01 Feb 2023 Direct F1, F3
holding MCO Common Stock 8,972 01 Feb 2023 Trust I
holding MCO Common Stock 15,175 01 Feb 2023 Trust II
holding MCO Common Stock 24,599 01 Feb 2023 Trust III
holding MCO Common Stock 42,226 01 Feb 2023 Trust IV
holding MCO Common Stock 33,222 01 Feb 2023 Trust V
holding MCO Common Stock 5,562 01 Feb 2023 Family Trust 1
holding MCO Common Stock 5,562 01 Feb 2023 Family Trust 2
holding MCO Common Stock 1,645 01 Feb 2023 401-K F4
holding MCO Common Stock 2,000 01 Feb 2023 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Options (right to buy) Options Exercise $0 -17,009 -50% $0.000000 17,009 01 Feb 2023 Common Stock 17,009 $98.01 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $325.00 to $325.880. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.01 to $326.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 As of the last statement dated December 31, 2022.
F5 One fourth of options vest each year beginning with the date indicated.