Elaine Guidroz - 30 Jan 2023 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Role
SVP Secretary, General Counsel
Signature
/s/ Lewis A. Fanger, Attorney-in-Fact
Issuer symbol
FLL
Transactions as of
30 Jan 2023
Net transactions value
-$9,888
Form type
4
Filing time
01 Feb 2023, 17:19:13 UTC
Previous filing
23 May 2022
Next filing
08 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLL Common Stock Options Exercise $1,290 +854 +4.9% $1.51* 18,298 30 Jan 2023 Direct F1
transaction FLL Common Stock Sale $6,342 -700 -3.8% $9.06 17,598 30 Jan 2023 Direct F1
transaction FLL Common Stock Options Exercise $1,290 +854 +4.9% $1.51* 18,452 01 Feb 2023 Direct F1
transaction FLL Common Stock Sale $6,125 -700 -3.8% $8.75 17,752 01 Feb 2023 Direct F1
holding FLL Common Stock 608 30 Jan 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLL Employee Stock Option (right to buy) Options Exercise $0 -854 -3% $0.000000 27,396 30 Jan 2023 Common Stock 854 $1.51 Direct F1, F2
transaction FLL Employee Stock Option (right to buy) Options Exercise $0 -854 -3.1% $0.000000 26,542 01 Feb 2023 Common Stock 854 $1.51 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.
F2 The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.