Elaine Guidroz - Jan 30, 2023 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Role
SVP Secretary, General Counsel
Signature
/s/ Lewis A. Fanger, Attorney-in-Fact
Stock symbol
FLL
Transactions as of
Jan 30, 2023
Transactions value $
-$9,888
Form type
4
Date filed
2/1/2023, 05:19 PM
Previous filing
May 23, 2022
Next filing
Feb 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLL Common Stock Options Exercise $1.29K +854 +4.9% $1.51* 18.3K Jan 30, 2023 Direct F1
transaction FLL Common Stock Sale -$6.34K -700 -3.83% $9.06 17.6K Jan 30, 2023 Direct F1
transaction FLL Common Stock Options Exercise $1.29K +854 +4.85% $1.51* 18.5K Feb 1, 2023 Direct F1
transaction FLL Common Stock Sale -$6.13K -700 -3.79% $8.75 17.8K Feb 1, 2023 Direct F1
holding FLL Common Stock 608 Jan 30, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLL Employee Stock Option (right to buy) Options Exercise $0 -854 -3.02% $0.00 27.4K Jan 30, 2023 Common Stock 854 $1.51 Direct F1, F2
transaction FLL Employee Stock Option (right to buy) Options Exercise $0 -854 -3.12% $0.00 26.5K Feb 1, 2023 Common Stock 854 $1.51 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.
F2 The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.