Dylan C. Smith - 30 Jan 2023 Form 4 Insider Report for BOX INC (BOX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Feb 2023, 16:47:24 UTC
Prior SEC filing
12 Jan 2023
Next SEC filing
14 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Leeb, Attorney-in-Fact
Filing notes and source

Key filing fact

Dylan C. Smith filed Form 4 for BOX INC (BOX) on 01 Feb 2023.

Key facts

  • This page summarizes Dylan C. Smith's Form 4 filing for BOX INC (BOX).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 01 Feb 2023, 16:47.

Change

  • Previous filing in this sequence was filed on 12 Jan 2023.
  • Current net transaction value: +$648,200.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BOX transaction

Class A Common Stock

Options Exercise

Transaction value
$648,200
Shares
+140,000
Change %
+11%
Price
$4.63
Shares after
1,428,904
Date
30 Jan 2023
Ownership
Direct
Footnotes
F1, F2
BOX holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
85,000
Date
30 Jan 2023
Ownership
See footnote
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BOX transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-140,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
30 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
140,000
Exercise price
$4.63
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Reporting Person exercised Employee Stock Options set to expire on 02/07/2023 and held the shares following the exercise.

Footnote F2

Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Footnote F3

The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee.

Footnote F4

All of this option grant's shares became fully exercisable as of 02/01/2017.

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