Kenneth Moelis - Jan 27, 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Chairman, CEO, Director, 10%+ Owner
Signature
/s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Stock symbol
MC
Transactions as of
Jan 27, 2023
Transactions value $
-$8,248,158
Form type
4
Date filed
1/31/2023, 07:36 PM
Previous filing
Jan 25, 2023
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Sale -$3.42M -74K -41.39% $46.18 105K Jan 27, 2023 By Trust F1, F2, F3
transaction MC Class A Common Stock Sale -$2.77M -60.1K -57.36% $46.12 44.7K Jan 30, 2023 By Trust F1, F2, F3
transaction MC Class A Common Stock Sale -$2.06M -44.7K -100% $46.12 0 Jan 31, 2023 By Trust F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan.
F2 Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.
F3 In addition Mr. Moelis holds (i) 805,473 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 49,827 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.