| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AA | Common Stock, par value $0.01 per share | Options Exercise | $274,204 | +9,807 | +5% | $27.96 | 206,004 | 27 Jan 2023 | Direct | |
| transaction | AA | Common Stock, par value $0.01 per share | Sale | $7,130,251 | -134,444 | -65% | $53.04 | 71,560 | 27 Jan 2023 | Direct | F1 |
| transaction | AA | Common Stock, par value $0.01 per share | Sale | $11.92 | -0 | -0% | $52.75 | 71,560 | 30 Jan 2023 | Direct | |
| holding | AA | Common Stock, par value $0.01 per share | 537 | 27 Jan 2023 | By Company 401(k) | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AA | Employee Stock Option (right to buy) | Options Exercise | $0 | -9,807 | -100% | $0.000000* | 0 | 27 Jan 2023 | Common Stock | 9,807 | $27.96 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.5700 - $53.4500. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| F2 | Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. |
| F3 | This option vested in equal installments over three years beginning on the date shown. |