Roy C. Harvey - Jan 25, 2023 Form 4 Insider Report for Alcoa Corp (AA)

Role
President, CEO & Director, Director
Signature
/s/ Marissa P. Earnest, attorney-in-fact for Roy C. Harvey
Stock symbol
AA
Transactions as of
Jan 25, 2023
Transactions value $
-$11,804,543
Form type
4
Date filed
1/27/2023, 03:18 PM
Previous filing
Jan 25, 2023
Next filing
Feb 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AA Common Stock, par value $0.01 per share Award $0 +61.3K +9.92% $0.00 679K Jan 25, 2023 Direct F1
transaction AA Common Stock, par value $0.01 per share Award $0 +527K +77.54% $0.00 1.21M Jan 25, 2023 Direct F2
transaction AA Common Stock, par value $0.01 per share Tax liability -$11.8M -226K -18.75% $52.19 980K Jan 25, 2023 Direct F3
holding AA Common Stock, par value $0.01 per share 889 Jan 25, 2023 By Company 401(k) Plan F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.
F2 Earned performance restricted stock units (PRSUs) granted in 2020.
F3 Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2020.
F4 Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.