BRIAN J. LEE - 24 Jan 2023 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role
Chief Risk Officer
Signature
/s/ Beverly L. O'Toole, Attorney-in-fact
Issuer symbol
GS
Transactions as of
24 Jan 2023
Net transactions value
-$1,457,660
Form type
4
Filing time
26 Jan 2023, 15:30:32 UTC
Previous filing
16 Nov 2022
Next filing
04 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GS Common Stock, par value $0.01 per share Options Exercise +8,571 +63% 22,227 24 Jan 2023 Direct F1
transaction GS Common Stock, par value $0.01 per share Tax liability $1,457,660 -4,175 -19% $349.14 18,052 24 Jan 2023 Direct F2
holding GS Common Stock, par value $0.01 per share 18,808 24 Jan 2023 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GS Restricted Stock Units Options Exercise -8,571 -100% 0 24 Jan 2023 Common Stock, par value $0.01 per share 8,571 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.
F2 Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
F3 Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.