Mehdi Mahmud - 31 Dec 2022 Form 5 Insider Report for First Eagle Credit Opportunities Fund

Role
President, Trustee
Signature
/s/Sabrina Rusnak-Carlson as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
31 Dec 2022
Net transactions value
+$110,917
Form type
5
Filing time
26 Jan 2023, 12:29:03 UTC
Previous filing
23 May 2022
Next filing
13 Mar 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FECOF Phantom Stock Award $607 +23 $26.16* 23 31 Mar 2021 Common Shares 23 Direct F1
transaction FECOF Phantom Stock Award $100,000 +3,823 +16484% $26.16* 3,846 01 Apr 2021 Common Shares 3,823 Direct F1
transaction FECOF Phantom Stock Award $553 +21 +0.55% $26.27* 3,867 03 May 2021 Common Shares 21 Direct F1
transaction FECOF Phantom Stock Award $858 +33 +0.85% $26.22* 3,900 28 May 2021 Common Shares 33 Direct F1
transaction FECOF Phantom Stock Award $927 +35 +0.9% $26.31* 3,935 30 Jun 2021 Common Shares 35 Direct F1
transaction FECOF Phantom Stock Award $840 +32 +0.81% $26.28* 3,967 30 Jul 2021 Common Shares 32 Direct F1
transaction FECOF Phantom Stock Award $634 +24 +0.61% $26.28* 3,991 31 Aug 2021 Common Shares 24 Direct F1
transaction FECOF Phantom Stock Award $618 +23 +0.59% $26.40* 4,014 30 Sep 2021 Common Shares 23 Direct F1
transaction FECOF Phantom Stock Award $642 +24 +0.61% $26.43* 4,039 29 Oct 2021 Common Shares 24 Direct F1
transaction FECOF Phantom Stock Award $621 +24 +0.58% $26.36* 4,062 30 Nov 2021 Common Shares 24 Direct F1
transaction FECOF Phantom Stock Award $325 +12 +0.3% $26.26* 4,075 01 Dec 2021 Common Shares 12 Direct F1
transaction FECOF Phantom Stock Award $570 +22 +0.54% $26.14* 4,096 29 Dec 2021 Common Shares 22 Direct F1
transaction FECOF Phantom Stock Award $649 +25 +0.61% $26.16* 4,121 31 Dec 2021 Common Shares 25 Direct F1
transaction FECOF Phantom Stock Award $655 +25 +0.61% $26.13* 4,146 31 Jan 2022 Common Shares 25 Direct F1
transaction FECOF Phantom Stock Award $578 +22 +0.54% $25.96* 4,169 28 Feb 2022 Common Shares 22 Direct F1
transaction FECOF Phantom Stock Award $626 +24 +0.58% $25.84* 4,193 31 Mar 2022 Common Shares 24 Direct F1
transaction FECOF Phantom Stock Award $596 +23 +0.55% $25.66* 4,216 29 Apr 2022 Common Shares 23 Direct F1
transaction FECOF Phantom Stock Award $617 +25 +0.59% $24.91* 4,241 31 May 2022 Common Shares 25 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.

Remarks:

This Form 5 is being filed to correctly report the separate acquisitions of phantom stock by the Reporting Person under the Program, which had previously been reported as a single acquisition by the Reporting Person on April 1, 2021, in the Form 4 filed by the Reporting Person on June 22, 2022.