Jennifer Wilson - 31 Dec 2022 Form 5 Insider Report for First Eagle Credit Opportunities Fund

Role
Chief Accounting Officer
Signature
/s/Sabrina Rusnak-Carlson as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
31 Dec 2022
Net transactions value
+$8,873
Form type
5
Filing time
26 Jan 2023, 12:27:55 UTC
Previous filing
27 Dec 2021
Next filing
14 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FECOF Phantom Stock Award $48.53 +2 $26.16* 2 31 Mar 2021 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $8,000 +306 +16441% $26.16* 308 01 Apr 2021 Common Shares 306 Direct F1
transaction FECOF Phantom Stock Award $44.26 +2 +0.55% $26.27* 309 03 May 2021 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $68.64 +3 +0.85% $26.22* 312 28 May 2021 Common Shares 3 Direct F1
transaction FECOF Phantom Stock Award $74.19 +3 +0.9% $26.31* 315 30 Jun 2021 Common Shares 3 Direct F1
transaction FECOF Phantom Stock Award $67.17 +3 +0.81% $26.28* 317 30 Jul 2021 Common Shares 3 Direct F1
transaction FECOF Phantom Stock Award $50.75 +2 +0.61% $26.28* 319 31 Aug 2021 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $49.42 +2 +0.59% $26.40* 321 30 Sep 2021 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $51.38 +2 +0.61% $26.43* 323 29 Oct 2021 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $49.66 +2 +0.58% $26.36* 325 30 Nov 2021 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $26 +1 +0.3% $26.26* 326 01 Dec 2021 Common Shares 1 Direct F1
transaction FECOF Phantom Stock Award $45.64 +2 +0.54% $26.14* 328 29 Dec 2021 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $51.93 +2 +0.61% $26.16* 330 31 Dec 2021 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $52.42 +2 +0.61% $26.13* 332 31 Jan 2022 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $46.26 +2 +0.54% $25.96* 333 28 Feb 2022 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $50.08 +2 +0.58% $25.84* 335 31 Mar 2022 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $47.65 +2 +0.55% $25.66* 337 29 Apr 2022 Common Shares 2 Direct F1
transaction FECOF Phantom Stock Award $49.37 +2 +0.59% $24.91* 339 31 May 2022 Common Shares 2 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.

Remarks:

This Form 5 is being filed to correctly report the separate acquisitions of phantom stock by the Reporting Person under the Program, which had previously been reported as a single acquisition by the Reporting Person on April 1, 2021, in the Form 4 filed by the Reporting Person on June 22, 2022.