Robert J. Hickey - 31 Dec 2022 Form 5 Insider Report for First Eagle Credit Opportunities Fund

Role
Portfolio Manager
Signature
/s/Sabrina Rusnak-Carlson as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
31 Dec 2022
Net transactions value
+$5,821
Form type
5
Filing time
26 Jan 2023, 12:26:42 UTC
Previous filing
17 Mar 2022
Next filing
13 Mar 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FECOF Phantom Stock Award $673 +26 +0.9% $26.31* 2,857 30 Jun 2021 Common Shares 26 Direct F1
transaction FECOF Phantom Stock Award $610 +23 +0.81% $26.28* 2,880 30 Jul 2021 Common Shares 23 Direct F1
transaction FECOF Phantom Stock Award $461 +18 +0.61% $26.28* 2,897 31 Aug 2021 Common Shares 18 Direct F1
transaction FECOF Phantom Stock Award $449 +17 +0.59% $26.40* 2,914 30 Sep 2021 Common Shares 17 Direct F1
transaction FECOF Phantom Stock Award $466 +18 +0.61% $26.43* 2,932 29 Oct 2021 Common Shares 18 Direct F1
transaction FECOF Phantom Stock Award $451 +17 +0.58% $26.36* 2,949 30 Nov 2021 Common Shares 17 Direct F1
transaction FECOF Phantom Stock Award $236 +9 +0.3% $26.26* 2,958 01 Dec 2021 Common Shares 9 Direct F1
transaction FECOF Phantom Stock Award $414 +16 +0.54% $26.14* 2,974 29 Dec 2021 Common Shares 16 Direct F1
transaction FECOF Phantom Stock Award $471 +18 +0.61% $26.16* 2,992 31 Dec 2021 Common Shares 18 Direct F1
transaction FECOF Phantom Stock Award $476 +18 +0.61% $26.13* 3,010 31 Jan 2022 Common Shares 18 Direct F1
transaction FECOF Phantom Stock Award $420 +16 +0.54% $25.96* 3,026 28 Feb 2022 Common Shares 16 Direct F1
transaction FECOF Phantom Stock Award $454 +18 +0.58% $25.84* 3,044 31 Mar 2022 Common Shares 18 Direct F1
transaction FECOF Phantom Stock Disposed to Issuer $633 -24 -0.8% $25.85* 3,019 01 Apr 2022 Common Shares 24 Direct F1
transaction FECOF Phantom Stock Award $429 +17 +0.55% $25.66* 3,036 29 Apr 2022 Common Shares 17 Direct F1
transaction FECOF Phantom Stock Award $444 +18 +0.59% $24.91* 3,054 31 May 2022 Common Shares 18 Direct F1
holding FECOF Phantom Stock 2,831 31 Dec 2022 Common Shares 2,831 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.

Remarks:

This Form 5 is being filed to correctly report the separate acquisitions and dispositions of phantom stock by the Reporting Person under the Program, which had previously been reported as a single net acquisition by the Reporting Person on June 14, 2021, in the Form 4 filed by the Reporting Person on June 21, 2022.