Melanie Dow - 31 Dec 2022 Form 5 Insider Report for First Eagle Credit Opportunities Fund

Role
Executive Officer of Adviser
Signature
/s/Sabrina Rusnak-Carlson as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
31 Dec 2022
Net transactions value
+$23,071
Form type
5
Filing time
26 Jan 2023, 12:24:31 UTC
Previous filing
27 Dec 2021
Next filing
14 May 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FECOF Phantom Stock Award $126 +5 $26.16* 5 31 Mar 2021 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $20,800 +795 +16496% $26.16* 800 01 Apr 2021 Common Shares 795 Direct F1
transaction FECOF Phantom Stock Award $115 +4 +0.55% $26.27* 804 03 May 2021 Common Shares 4 Direct F1
transaction FECOF Phantom Stock Award $179 +7 +0.85% $26.22* 811 28 May 2021 Common Shares 7 Direct F1
transaction FECOF Phantom Stock Award $193 +7 +0.9% $26.31* 818 30 Jun 2021 Common Shares 7 Direct F1
transaction FECOF Phantom Stock Award $175 +7 +0.81% $26.28* 825 30 Jul 2021 Common Shares 7 Direct F1
transaction FECOF Phantom Stock Award $132 +5 +0.61% $26.28* 830 31 Aug 2021 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $129 +5 +0.59% $26.40* 835 30 Sep 2021 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $134 +5 +0.61% $26.43* 840 29 Oct 2021 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $129 +5 +0.58% $26.36* 845 30 Nov 2021 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $67.59 +3 +0.3% $26.26* 848 01 Dec 2021 Common Shares 3 Direct F1
transaction FECOF Phantom Stock Award $119 +5 +0.54% $26.14* 852 29 Dec 2021 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $135 +5 +0.61% $26.16* 857 31 Dec 2021 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $136 +5 +0.61% $26.13* 862 31 Jan 2022 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $120 +5 +0.54% $25.96* 867 28 Feb 2022 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $130 +5 +0.58% $25.84* 872 31 Mar 2022 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $124 +5 +0.55% $25.66* 877 29 Apr 2022 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $128 +5 +0.59% $24.91* 882 31 May 2022 Common Shares 5 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.

Remarks:

This Form 5 is being filed to correctly report the separate acquisitions of phantom stock by the Reporting Person under the Program, which had previously been reported as a single acquisition by the Reporting Person on April 1, 2021, in the Form 4 filed by the Reporting Person on June 22, 2022.