Brian J. Murphy - Dec 31, 2022 Form 5 Insider Report for First Eagle Credit Opportunities Fund (FECOF)

Role
Portfolio Manager
Signature
/s/Sabrina Rusnak-Carlson as Attorney-in-Fact
Stock symbol
FECOF
Transactions as of
Dec 31, 2022
Transactions value $
$24,868
Form type
5
Date filed
1/26/2023, 12:23 PM
Previous filing
Dec 27, 2021
Next filing
Mar 13, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FECOF Phantom Stock Award $137 +5.24 $26.16* 5.24 Mar 31, 2021 Common Shares 5.24 Direct F1
transaction FECOF Phantom Stock Award $22.6K +864 +16486.91% $26.16* 869 Apr 1, 2021 Common Shares 864 Direct F1
transaction FECOF Phantom Stock Award $125 +4.76 +0.55% $26.27* 874 May 3, 2021 Common Shares 4.76 Direct F1
transaction FECOF Phantom Stock Award $194 +7.4 +0.85% $26.22* 881 May 28, 2021 Common Shares 7.4 Direct F1
transaction FECOF Phantom Stock Award $210 +7.97 +0.9% $26.31* 889 Jun 30, 2021 Common Shares 7.97 Direct F1
transaction FECOF Phantom Stock Award $190 +7.22 +0.81% $26.28* 897 Jul 30, 2021 Common Shares 7.22 Direct F1
transaction FECOF Phantom Stock Award $143 +5.46 +0.61% $26.28* 902 Aug 31, 2021 Common Shares 5.46 Direct F1
transaction FECOF Phantom Stock Award $140 +5.29 +0.59% $26.40* 907 Sep 30, 2021 Common Shares 5.29 Direct F1
transaction FECOF Phantom Stock Award $145 +5.49 +0.61% $26.43* 913 Oct 29, 2021 Common Shares 5.49 Direct F1
transaction FECOF Phantom Stock Award $140 +5.32 +0.58% $26.36* 918 Nov 30, 2021 Common Shares 5.32 Direct F1
transaction FECOF Phantom Stock Award $73.40 +2.8 +0.3% $26.26* 921 Dec 1, 2021 Common Shares 2.8 Direct F1
transaction FECOF Phantom Stock Award $129 +4.93 +0.54% $26.14* 926 Dec 29, 2021 Common Shares 4.93 Direct F1
transaction FECOF Phantom Stock Award $147 +5.61 +0.61% $26.16* 931 Dec 31, 2021 Common Shares 5.61 Direct F1
transaction FECOF Phantom Stock Award $148 +5.67 +0.61% $26.13* 937 Jan 31, 2022 Common Shares 5.67 Direct F1
transaction FECOF Phantom Stock Award $131 +5.03 +0.54% $25.96* 942 Feb 28, 2022 Common Shares 5.03 Direct F1
transaction FECOF Phantom Stock Award $141 +5.47 +0.58% $25.84* 948 Mar 31, 2022 Common Shares 5.47 Direct F1
transaction FECOF Phantom Stock Disposed to Issuer -$197 -7.62 -0.8% $25.85* 940 Apr 1, 2022 Common Shares 7.62 Direct F1
transaction FECOF Phantom Stock Award $134 +5.21 +0.55% $25.66* 945 Apr 29, 2022 Common Shares 5.21 Direct F1
transaction FECOF Phantom Stock Award $138 +5.55 +0.59% $24.91* 951 May 31, 2022 Common Shares 5.55 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.

Remarks:

This Form 5 is being filed to correctly report the separate acquisitions and dispositions of phantom stock by the Reporting Person under the Program, which had previously been reported as a single net acquisition by the Reporting Person on April 1, 2021, in the Form 4 filed by the Reporting Person on June 21, 2022.