Sabrina Rusnak-Carlson - Dec 31, 2022 Form 5 Insider Report for First Eagle Credit Opportunities Fund (FECOF)

Role
Deputy General Counsel
Signature
/s/Sabrina Rusnak-Carlson
Stock symbol
FECOF
Transactions as of
Dec 31, 2022
Transactions value $
$1,455
Form type
5
Date filed
1/26/2023, 12:18 PM
Previous filing
Dec 27, 2021
Next filing
Mar 13, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FECOF Phantom Stock Award $167 +6.35 +0.9% $26.31* 709 Jun 30, 2021 Common Shares 6.35 Direct F1
transaction FECOF Phantom Stock Award $151 +5.76 +0.81% $26.28* 715 Jul 30, 2021 Common Shares 5.76 Direct F1
transaction FECOF Phantom Stock Award $114 +4.35 +0.61% $26.28* 719 Aug 31, 2021 Common Shares 4.35 Direct F1
transaction FECOF Phantom Stock Award $111 +4.22 +0.59% $26.40* 723 Sep 30, 2021 Common Shares 4.22 Direct F1
transaction FECOF Phantom Stock Award $116 +4.38 +0.61% $26.43* 728 Oct 29, 2021 Common Shares 4.38 Direct F1
transaction FECOF Phantom Stock Award $112 +4.24 +0.58% $26.36* 732 Nov 30, 2021 Common Shares 4.24 Direct F1
transaction FECOF Phantom Stock Award $58.60 +2.23 +0.3% $26.26* 734 Dec 1, 2021 Common Shares 2.23 Direct F1
transaction FECOF Phantom Stock Award $103 +3.93 +0.54% $26.14* 738 Dec 29, 2021 Common Shares 3.93 Direct F1
transaction FECOF Phantom Stock Award $117 +4.47 +0.61% $26.16* 743 Dec 31, 2021 Common Shares 4.47 Direct F1
transaction FECOF Phantom Stock Award $118 +4.52 +0.61% $26.13* 747 Jan 31, 2022 Common Shares 4.52 Direct F1
transaction FECOF Phantom Stock Award $104 +4.01 +0.54% $25.96* 751 Feb 28, 2022 Common Shares 4.01 Direct F1
transaction FECOF Phantom Stock Award $113 +4.36 +0.58% $25.84* 755 Mar 31, 2022 Common Shares 4.36 Direct F1
transaction FECOF Phantom Stock Disposed to Issuer -$147 -5.69 -0.75% $25.85* 750 Apr 1, 2022 Common Shares 5.69 Direct F1
transaction FECOF Phantom Stock Award $107 +4.15 +0.55% $25.66* 754 Apr 29, 2022 Common Shares 4.15 Direct F1
transaction FECOF Phantom Stock Award $110 +4.43 +0.59% $24.91* 758 May 31, 2022 Common Shares 4.43 Direct F1
holding FECOF Phantom Stock 703 Dec 31, 2022 Common Shares 703 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.

Remarks:

This Form 5 is being filed to correctly report the separate acquisitions and dispositions of phantom stock by the Reporting Person under the Program, which had previously been reported as a single net acquisition by the Reporting Person on June 18, 2021, in the Form 4 filed by the Reporting Person on June 17, 2022.