GOLDMAN SACHS GROUP INC - 23 Jan 2023 Form 4 Insider Report for MasterBrand, Inc. (MBC)

Role
10%+ Owner
Signature
/s/ Jamison Yardley, Attorney-in-fact
Issuer symbol
MBC
Transactions as of
23 Jan 2023
Net transactions value
+$905
Form type
4
Filing time
25 Jan 2023, 20:49:58 UTC
Previous filing
25 Jan 2023
Next filing
30 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MBC Common Stock Sale $197 -23 -0% $8.55 15,778,624 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Sale $300 -35 -0% $8.58 15,778,589 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Sale $51.26 -6 -0% $8.54 15,778,583 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Purchase $206 +24 +0% $8.57 15,778,607 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Purchase $854 +100 +0% $8.54 15,778,707 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Purchase $4,291 +500 +0% $8.58 15,779,207 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Purchase $2,562 +300 +0% $8.54 15,779,507 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Sale $5,040 -587 -0% $8.59 15,778,920 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Purchase $3,893 +463 +0% $8.41 15,779,383 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Purchase $803 +94 +0% $8.54 15,779,477 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Sale $4,106 -477 -0% $8.61 15,779,000 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Sale $51.24 -6 -0% $8.54 15,778,994 23 Jan 2023 See Footnotes F1, F2, F3
transaction MBC Common Stock Sale $1,958 -228 -0% $8.59 15,778,766 23 Jan 2023 See Footnotes F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MBC Equity Swap Purchase +7,120 +13% 61,158 23 Jan 2023 Common Stock 7,120 See Footnote F1, F2, F3, F4
transaction MBC Equity Swap Purchase +8,029 8,029 23 Jan 2023 Common Stock 8,029 See Footnote F1, F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer.
F2 This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock.
F3 GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership.
F4 Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on January 17, 2033, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Stock below $8.552896 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Stock above $8.552896 per share, in each case, based on a notional amount of 7,120 shares of Common Stock.
F5 Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on January 24, 2033, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Stock below $8.552896 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Stock above $8.552896 per share, in each case, based on a notional amount of 8,029 shares of Common Stock.