William F. Oplinger - 23 Jan 2023 Form 4 Insider Report for Alcoa Corp (AA)

Role
EVP & CFO
Signature
/s/ Marissa P. Earnest, attorney-in-fact for William F. Oplinger
Issuer symbol
AA
Transactions as of
23 Jan 2023
Net transactions value
-$736,194
Form type
4
Filing time
25 Jan 2023, 15:35:21 UTC
Previous filing
28 Jan 2022
Next filing
27 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AA Common Stock, par value $0.01 per share Small acquisition under Rule 16a-6 $2,899 +60 +0.05% $48.14 130,767 18 Nov 2022 Direct F1
transaction AA Common Stock, par value $0.01 per share Tax liability $739,094 -14,282 -11% $51.75 116,485 23 Jan 2023 Direct F2
holding AA Common Stock, par value $0.01 per share 538 23 Jan 2023 By Company 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired in an exempt transaction pursuant to a dividend reinvestment program sponsored by a broker-dealer.
F2 Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2020.
F3 Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.