Tammi A. Jones - 23 Jan 2023 Form 4 Insider Report for Alcoa Corp (AA)

Role
EVP & CHRO
Signature
/s/ Marissa P. Earnest, attorney-in-fact for Tammi A. Jones
Issuer symbol
AA
Transactions as of
23 Jan 2023
Net transactions value
-$463,628
Form type
4
Filing time
25 Jan 2023, 15:31:19 UTC
Previous filing
28 Jan 2022
Next filing
27 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AA Common Stock, par value $0.01 per share Tax liability $374,049 -7,228 -17% $51.75 34,702 23 Jan 2023 Direct F1
transaction AA Common Stock, par value $0.01 per share Award $6,934 +134 +0.39% $51.75 34,836 23 Jan 2023 Direct F2
transaction AA Common Stock, par value $0.01 per share Tax liability $3,622 -70 -0.2% $51.75 34,766 23 Jan 2023 Direct F3
transaction AA Common Stock, par value $0.01 per share Tax liability $93,668 -1,810 -24% $51.75 5,789 23 Jan 2023 By Spouse F1
transaction AA Common Stock, par value $0.01 per share Award $1,708 +33 +0.57% $51.75 5,822 23 Jan 2023 By Spouse F2
transaction AA Common Stock, par value $0.01 per share Tax liability $932 -18 -0.31% $51.75 5,804 23 Jan 2023 By Spouse F3
holding AA Common Stock, par value $0.01 per share 58 23 Jan 2023 By Company 401(k) Plan F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2020.
F2 Shares acquired pursuant to stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2020, based on the share price at the time of vesting.
F3 Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2020, based on the share price at the time of vesting.
F4 Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.