Richard W. Baker - May 9, 2022 Form 4/A - Amendment Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Role
Director
Signature
/s/ Shalene A. Jacobson, as attorney-in-fact
Stock symbol
GNTY
Transactions as of
May 9, 2022
Transactions value $
$10,379
Form type
4/A - Amendment
Date filed
1/25/2023, 03:20 PM
Date Of Original Report
May 11, 2022
Next filing
Jun 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNTY Common Stock Purchase $10.3K +300 +0.06% $34.48 545K May 9, 2022 Direct F1
transaction GNTY Common Stock Purchase $34.50 +1 +0% $34.50 545K May 10, 2022 Direct F1
holding GNTY Common Stock 11K May 9, 2022 By Reporting Person's spouse.
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These purchases were made pursuant to a 10b5-1 plan, which contemplates the purchase of up to 100,000 shares of the Issuer's common stock from May 5, 2022 through May 5, 2023, under certain specified conditions.

Remarks:

This amended Form 4 (the "Amended Form 4") is being filed to correct an inadvertent error in the original Form 4 filed on May 11, 2022 (the "Original Form 4"). Under Explanation of Responses #1 in the Original Form 4, the Original Form 4 incorrectly reported that Mr. Baker's 10b5-1 plan contemplated the purchase of "1,000,000" shares, when it should have read "100,000." All reports filed between May 11, 2022 and January 20, 2023 (inclusive) that included the erroneous amount are amended hereby to reflect that the purchase of 100,000 shares was contemplated by the 10b5-1 plan. The purchase of all shares contemplated by the 10b5-1 plan is now complete.