Dipender Saluja - 15 Sep 2022 Form 4 Insider Report for QuantumScape Corp (QS)

Role: Director
Signature: /s/ Michael O. McCarthy, III, attorney-in-fact
Issuer symbol: QS
Transactions as of: 15 Sep 2022
Net transactions value: -$4,187,216
Form type: 4
Filing time: 24 Jan 2023, 16:00:48 UTC
Previous filing: 22 Aug 2022
Next filing: 22 Sep 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	QS	Class A Common Stock	Sale	$615,889	-54,943	-0.41%	$11.21	13,505,597	15 Sep 2022	By Capricorn-Libra Investment Group, LP	F1
transaction	QS	Class A Common Stock	Sale	$3,328,787	-293,834	-2.2%	$11.33	13,211,763	16 Sep 2022	By Capricorn-Libra Investment Group, LP
transaction	QS	Class A Common Stock	Sale	$242,540	-21,184	-0.16%	$11.45	13,190,579	19 Sep 2022	By Capricorn-Libra Investment Group, LP
holding	QS	Class A Common Stock						264,384	15 Sep 2022	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person has shared voting and investment power over the shares held by Capricorn-Libra Investment Group, LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
F2	Includes 19,919 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

Content

The Reporting Person has shared voting and investment power over the shares held by Capricorn-Libra Investment Group, LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

Includes 19,919 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.