Karen Boone - Jan 20, 2023 Form 4 Insider Report for Rivian Automotive, Inc. / DE (RIVN)

Role
Director
Signature
/s/ Claire McDonough, Attorney-in-Fact
Stock symbol
RIVN
Transactions as of
Jan 20, 2023
Transactions value $
$0
Form type
4
Date filed
1/24/2023, 04:00 PM
Previous filing
Dec 8, 2022
Next filing
Mar 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RIVN Class A Common Stock Award $0 +1.15K +3.64% $0.00 32.8K Jan 20, 2023 Direct F1
holding RIVN Class A Common Stock 114K Jan 20, 2023 See footnote F2
holding RIVN Class A Common Stock 7.92K Jan 20, 2023 See footnote F3
holding RIVN Class A Common Stock 7.92K Jan 20, 2023 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of 1,151 restricted stock units, which vested on January 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.
F2 By The Boone Family Trust dated August 6, 2015.
F3 By The Andrew J. Boone 2021 Grantor Retained Annuity Trust under Irrevocable Trust Agreement dated September 24, 2021.
F4 By The Karen L. Boone 2021 Grantor Retained Annuity Trust under Irrevocable Trust Agreement dated September 24, 2021.