Dan Puckett - Jan 20, 2023 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Chief Financial Officer
Signature
/s/ Wade Estey, as attorney-in-fact for Dan Puckett
Stock symbol
SWAV
Transactions as of
Jan 20, 2023
Transactions value $
-$176,495
Form type
4
Date filed
1/23/2023, 07:19 PM
Previous filing
Dec 21, 2022
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $18.7K +1.1K +2.75% $17.00* 41K Jan 20, 2023 Direct F1
transaction SWAV Common Stock Sale -$195K -1.1K -2.68% $177.45 39.9K Jan 20, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -1.1K -32.54% $0.00 2.28K Jan 20, 2023 Common Stock 1.1K $17.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2022.
F2 All reported securities were sold at a price of $177.45.
F3 1/48th of the shares subject to the option shall vest monthly from 03/06/2019.