DAN PUCKETT - 20 Jan 2023 Form 4 Insider Report for Shockwave Medical, Inc.

Role: Chief Financial Officer
Signature: /s/ Wade Estey, as attorney-in-fact for Dan Puckett
Issuer symbol: N/A
Transactions as of: 20 Jan 2023
Net transactions value: -$176,495
Form type: 4
Filing time: 23 Jan 2023, 19:19:26 UTC
Previous filing: 21 Dec 2022
Next filing: 03 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Options Exercise	$18,700	+1,100	+2.8%	$17.00^*	41,038	20 Jan 2023	Direct	F1
transaction	SWAV	Common Stock	Sale	$195,195	-1,100	-2.7%	$177.45	39,938	20 Jan 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SWAV	Stock Option	Options Exercise	$0	-1,100	-33%	$0.000000	2,280	20 Jan 2023	Common Stock	1,100	$17.00	Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2022.
F2	All reported securities were sold at a price of $177.45.
F3	1/48th of the shares subject to the option shall vest monthly from 03/06/2019.