Key facts
- This page summarizes Daniel A. Simkowitz's Form 4 filing for MORGAN STANLEY (MS).
- 5 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 20 Jan 2023, 15:28.
Daniel A. Simkowitz - 18 Jan 2023 Form 4 Insider Report for MORGAN STANLEY (MS)
- Reporting relationship
- Head of Investment Management
- Issuer ticker
- MS
- Reported as of
- 18 Jan 2023
- Net transaction value
- -$6,575,369
- SEC form
- 4
- Accepted by SEC
- 20 Jan 2023, 15:28:56 UTC
- Prior SEC filing
- 25 Feb 2022
- Next SEC filing
- 01 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Martin M. Cohen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel A. Simkowitz filed Form 4 for MORGAN STANLEY (MS) on 20 Jan 2023.
Change
- Previous filing in this sequence was filed on 25 Feb 2022.
- Current net transaction value: -$6,575,369.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MS
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +61,993
- Change %
- +17%
- Price
- $0.000000
- Shares after
- 416,278
- Date
- 18 Jan 2023
- Ownership
- Direct
- Footnotes
- F1
MS
transaction
Common Stock
Tax liability
- Transaction value
- $2,217,016
- Shares
- -22,837
- Change %
- -5.5%
- Price
- $97.08
- Shares after
- 393,441
- Date
- 18 Jan 2023
- Ownership
- Direct
- Footnotes
- F2
MS
transaction
Common Stock
Sale
- Transaction value
- $3,804,081
- Shares
- -39,238
- Change %
- -10%
- Price
- $96.95
- Shares after
- 354,203
- Date
- 18 Jan 2023
- Ownership
- Direct
- Footnotes
- F3
MS
transaction
Common Stock
Sale
- Transaction value
- $554,272
- Shares
- -5,672
- Change %
- -1.6%
- Price
- $97.72
- Shares after
- 348,531
- Date
- 18 Jan 2023
- Ownership
- Direct
- Footnotes
- F4
MS
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -10,000
- Change %
- -2.9%
- Price
- $0.000000
- Shares after
- 338,531
- Date
- 18 Jan 2023
- Ownership
- Direct
MS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,628
- Date
- 18 Jan 2023
- Ownership
- By 401(k) Plan
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
Footnote F2
Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020.
Footnote F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.57 to $97.55, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.57 to $97.86, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.