Andrew M. Saperstein - 18 Jan 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Co-President/Head of WM
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
18 Jan 2023
Net transactions value
-$1,970,821
Form type
4
Filing time
20 Jan 2023, 15:27:56 UTC
Previous filing
12 Aug 2022
Next filing
15 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +52,198 +29% $0.000000 235,297 18 Jan 2023 Direct F1
transaction MS Common Stock Tax liability $1,970,821 -20,301 -8.6% $97.08 214,996 18 Jan 2023 Direct F2
holding MS Common Stock 1,192 18 Jan 2023 By 401(k) Plan
holding MS Common Stock 46,226 18 Jan 2023 By LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020.