Andrew M. Saperstein - Jan 18, 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Co-President/Head of WM
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Jan 18, 2023
Transactions value $
-$1,970,821
Form type
4
Date filed
1/20/2023, 03:27 PM
Previous filing
Aug 12, 2022
Next filing
Feb 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +52.2K +28.51% $0.00 235K Jan 18, 2023 Direct F1
transaction MS Common Stock Tax liability -$1.97M -20.3K -8.63% $97.08 215K Jan 18, 2023 Direct F2
holding MS Common Stock 1.19K Jan 18, 2023 By 401(k) Plan
holding MS Common Stock 46.2K Jan 18, 2023 By LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020.