Keishi Hotsuki - 18 Jan 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chief Risk Officer
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
18 Jan 2023
Net transactions value
-$1,131,079
Form type
4
Filing time
20 Jan 2023, 15:24:23 UTC
Previous filing
25 Feb 2022
Next filing
24 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +26,937 +8.9% $0.000000 329,998 18 Jan 2023 Direct F1
transaction MS Common Stock Tax liability $1,131,079 -11,651 -3.5% $97.08 318,347 18 Jan 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020.