Jonathan T. Runyan - Jan 17, 2023 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
General Counsel and Secretary
Signature
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Jan 17, 2023
Transactions value $
-$698
Form type
4
Date filed
1/19/2023, 04:44 PM
Previous filing
Dec 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Sale -$698 -10 -0.01% $69.77 72.2K Jan 17, 2023 By Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OKTA Restricted Stock Units 936 Jan 17, 2023 Class A Common Stock 936 Direct F3, F4
holding OKTA Restricted Stock Units 4.62K Jan 17, 2023 Class A Common Stock 4.62K Direct F3, F5
holding OKTA Restricted Stock Units 3.03K Jan 17, 2023 Class A Common Stock 3.03K Direct F3, F6
holding OKTA Restricted Stock Units 49.6K Jan 17, 2023 Class A Common Stock 49.6K Direct F3, F7
holding OKTA Employee Stock Option (Right to Buy) 135K Jan 17, 2023 Class B Common Stock 135K $8.97 Direct F8
holding OKTA Employee Stock Option (Right to Buy) 52K Jan 17, 2023 Class A Common Stock 52K $39.21 Direct F8
holding OKTA Employee Stock Option (Right to Buy) 32.5K Jan 17, 2023 Class A Common Stock 32.5K $82.16 Direct F9
holding OKTA Employee Stock Option (Right to Buy) 31.3K Jan 17, 2023 Class A Common Stock 31.3K $142.47 Direct F10
holding OKTA Employee Stock Option (Right to Buy) 12.7K Jan 17, 2023 Class A Common Stock 12.7K $274.96 Direct F11
holding OKTA Employee Stock Option (Right to Buy) 102K Jan 17, 2023 Class A Common Stock 102K $274.96 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2 Includes 3,289 shares of Class A Common Stock transferred to the Reporting Person's trust, of which 297 shares were acquired under a Section 423 Employee Stock Purchase Plan.
F3 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F4 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8 The shares subject to the option are fully vested and exercisable by the Reporting Person.
F9 25% of the shares subject to the option vested on February 1, 2020 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F10 25% of the shares subject to the option vested on February 1, 2021 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F11 25% of the shares subject to the option vested on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.