Runyan Jonathan T. - 17 Jan 2023 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
General Counsel and Secretary
Signature
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
Issuer symbol
OKTA
Transactions as of
17 Jan 2023
Net transactions value
-$698
Form type
4
Filing time
19 Jan 2023, 16:44:48 UTC
Previous filing
19 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Sale $698 -10 -0.01% $69.77 72,210 17 Jan 2023 By Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OKTA Restricted Stock Units 936 17 Jan 2023 Class A Common Stock 936 Direct F3, F4
holding OKTA Restricted Stock Units 4,624 17 Jan 2023 Class A Common Stock 4,624 Direct F3, F5
holding OKTA Restricted Stock Units 3,033 17 Jan 2023 Class A Common Stock 3,033 Direct F3, F6
holding OKTA Restricted Stock Units 49,619 17 Jan 2023 Class A Common Stock 49,619 Direct F3, F7
holding OKTA Employee Stock Option (Right to Buy) 134,900 17 Jan 2023 Class B Common Stock 134,900 $8.97 Direct F8
holding OKTA Employee Stock Option (Right to Buy) 52,000 17 Jan 2023 Class A Common Stock 52,000 $39.21 Direct F8
holding OKTA Employee Stock Option (Right to Buy) 32,520 17 Jan 2023 Class A Common Stock 32,520 $82.16 Direct F9
holding OKTA Employee Stock Option (Right to Buy) 31,255 17 Jan 2023 Class A Common Stock 31,255 $142.47 Direct F10
holding OKTA Employee Stock Option (Right to Buy) 12,734 17 Jan 2023 Class A Common Stock 12,734 $274.96 Direct F11
holding OKTA Employee Stock Option (Right to Buy) 101,867 17 Jan 2023 Class A Common Stock 101,867 $274.96 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2 Includes 3,289 shares of Class A Common Stock transferred to the Reporting Person's trust, of which 297 shares were acquired under a Section 423 Employee Stock Purchase Plan.
F3 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F4 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8 The shares subject to the option are fully vested and exercisable by the Reporting Person.
F9 25% of the shares subject to the option vested on February 1, 2020 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F10 25% of the shares subject to the option vested on February 1, 2021 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F11 25% of the shares subject to the option vested on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.