JOHN VIERLING - 13 Jan 2023 Form 4 Insider Report for Athenex, Inc.

Role
Director
Signature
/s/Staci Holquist, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
13 Jan 2023
Net transactions value
+$8,500
Form type
4
Filing time
17 Jan 2023, 07:26:45 UTC
Previous filing
12 Oct 2022
Next filing
24 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Award $8,500 +45,701 +65% $0.1860 116,310 13 Jan 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATNXQ Stock Option (Right to Buy) 10,000 13 Jan 2023 Common Stock 10,000 $12.06 Direct F2
holding ATNXQ Stock Option (Right to Buy) 2,500 13 Jan 2023 Common Stock 2,500 $11.49 Direct F3
holding ATNXQ Stock Option (Right to Buy) 12,500 13 Jan 2023 Common Stock 12,500 $12.45 Direct F4
holding ATNXQ Stock Option (Right to Buy) 7,500 13 Jan 2023 Common Stock 7,500 $3.80 Direct
holding ATNXQ Stock Option (Right to Buy) 17,500 13 Jan 2023 Common Stock 17,500 $0.4570 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
F2 This option vests in four equal annual installments beginning on April 1, 2020.
F3 This option vests in four equal annual installments beginning on April 3, 2020.
F4 This option vests in four equal annual installments beginning on June 5, 2021.
F5 This option vests on June 28, 2023.